IROC sanctioned Alykhan Kassam ("Kassam"), a former investment advisor with Canaccord Genuity in Vancouver, BC. Kassam admitted ...
CN Editor
October 09, 2019
FCA FINDS VAST MAJORITY OF ONGOING SUITABILITY REVIEWS DELIVERED
ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
WEBSITE CONSOLIDATION: PHASE 2 UPDATE
B.C. ADOPTS BUSINESS CONDUCT RULE FOR DERIVATIVES DEALERS AND ADVISERS
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CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION