The Investment Funds Institute of Canada, the Federation of Mutual Fund Dealers, the Investment Industry Association of Canada an...
CN Editor
October 10, 2019
IIAC"S COMMENTS ON PROPOSED AMENDMENTS TO NI-81-102 - INVESTMENT FUNDS PERTAINING TO CRYPTO-ASSETS
IIAC COMMENTS ON FULLY PAID LENDING PROPOSALS
IFIC SUPPORTS CIRO"S GOAL TO LEVEL PLAYING FIELD FOR ADVISOR COMPENSATION
IFIC MAKES SUBMISSION ON PHASE 2 OF CIRO"S RULE-CONSOLIDATION PROJECT
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS