A new report identifies key criteria, functions and bodies for the governance arrangements for a set of critical data elements fo...
CN Editor
October 10, 2019
IOSCO PUBLISHES FINAL REPORT ON REGULATORY IMPLICATIONS AND GOOD PRACTICES ON THE EVOLUTION OF MARKET STRUCTURES
IOSCO PUBLISHES ITS REPORT - TARGETED IMPLEMENTATION REVIEW ON PRINCIPLES FOR THE REGULATION AND SUPERVISION OF COMMODITY DERIVATIVES MARKETS
IOSCO PUBLISHES CONSULATION REPORT ON PRE-HEDGING
IOSCO PUBLISHES ITS FINAL REPORT ON PROMOTING FINANCIAL INTEGRITY AND ORDERLY FUNCTIONING OF VOLUNTARY CARBON MARKETS (VCMS)
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ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
ELEVATE FINANCIAL CORP. AND ITS PRINCIPALS CONSENT TO ASC REGISTRATION SUSPENSION