The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to con...
CN Editor
October 15, 2019
FCA FINES MONZO £21M FOR FAILINGS IN FINANCIAL CRIME CONTROLS
REDINEL KORFUZI AND OERTA KORFUZI SENTENCED TO COMBINED 11 YEARS FOR £1M INSIDER DEALING AND MONEY LAUNDERING
TWO INDIVIDUALS SENTENCED TO A COMBINED 12 YEARS FOR £1.5M CRYPTO FRAUD
FCA - A NEW IMPROVED HANDBOOK WEBSITE
Thank you for the feedback!!
SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL