European financial regulators launched a consultation today on proposed changes designed to enhance disclosure to retail investor...
CN Editor
October 17, 2019
MUCH WORK TO BE DONE, CSA YEAR IN REVIEW SHOWS
MSCI LAUNCHES 130 PRIVATE CAPITAL INDEXES
INDUSTRY GROUPS WANT LOOSER RULES FOR QUALIFIED INVESTMENTS
FOR U.S. REGULATORS, THE DEVIL IS IN THE DATA
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TD BANK ORDERED TO IDENTIFY WHISTLEBLOWER
B.C. FIRM AND FORMER CEO AGREE TO PAY NEARLY HALF A MILLION DOLLARS FOR COMPLIANCE DEFICIENCIES
FAKE INVESTMENT FIRM SANCTIONED
AMF ENTERS INTO AN AGREEMENT WITH APPLE CANADA INC.