IIROC has published for comment proposed amendments to IIROC Rule 9500 to eliminate restrictions on information IIROC can receiv...
CN Editor
October 18, 2019
CANADIAN SECURITIES ADMINISTRATORS ISSUE GUIDANCE AND CONSULT ON USE OF AI SYSTEMS IN CAPITAL MARKETS
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO THE PRINCIPAL DISTRIBUTOR MODEL
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO MULTILATERAL INSTRUMENT 13-102 SYSTEM FEES
OSC SEEKS COMMENTS ON PRIORITIES FOR 2025-2026
Thank you for the feedback!!
ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
ELEVATE FINANCIAL CORP. AND ITS PRINCIPALS CONSENT TO ASC REGISTRATION SUSPENSION