The European Securities and Markets Authority (ESMA) and the Australian Securities and Investments Commission (ASIC) announced th...
CN Editor
October 22, 2019
SEC AND CFTC ANNOUNCE HISTORIC MEMORANDUM OF UNDERSTANDING BETWEEN AGENCIES
FUND COSTS DECLINING, THANKS TO NEW LAUNCHES: ESMA
ESMA HIGHLIGHTS AI RISKS IN ALGO TRADING
ESMA CONSULTS ON AVOIDING GROUPTHINK AT FINANCIALS
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN