The European Securities and Markets Authority (ESMA) and the Australian Securities and Investments Commission (ASIC) announced th...
CN Editor
October 22, 2019
AMF AND SECURITIES AND FUTURES COMMISSION OF HONG KONG ENHANCE COOPERATION AND MARKET ACCESS IN THE AREA OF ASSET MANAGEMENT
ESMA TARGETS CYBERSECURITY, ESG DISCLOSURE
ESMA PROPOSES T+1 REFORMS
CRYPTO SECTOR REGULATION STILL PATCHY
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP