On October 24, 2019 the British Columbia Securities Commission (“BCSC”) published for public comment proposed amendments to MFDA ...
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October 25, 2019
MFDA ACCEPTS SETTLEMENT AGREEMENT WITH CREDENTIAL ASSET MANAGEMENT REP
MFDA SANCTIONS FORMER BMO INVESTMENTS REP
MFDA PERFORMANCE REPORTING TARGETED REVIEW
RESEARCH REPORT: IMPROVING FEE DISCLOSURES FOR CANADIAN INVESTOR
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS