The CSA announced that it is undertaking a review of Automatic Securities Disposition Plans (ASDPs). ASDPs enable insiders to mak...
CN Editor
October 25, 2019
CSA ENCOURAGES OPEN DIALOGUE AMID TREND TOWARD HYBRID AND SELF-DIRECTED INVESTING
SIMA RESPONDS TO CSA CONSULTATION ON ETF REGULATION
PMAC CALLS ON CSA TO REVIEW PRIVACY AND DATA PROTECTION POLICIES
PATCHING TOGETHER CANADA"S FRAGMENTED SECURITIES REGULATORY SYSTEM
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP