The MFDA released bulletin #0797-P which provides guidance on practices that can be implemented to assist in the protection of se...
CN Editor
October 28, 2019
CANADIAN SECURITIES REGULATORS TO ESTABLISH NEW SINGLE ENHANCED SELF-REGULATORY ORGANIZATION
MFDA ACCEPTS SETTLEMENT AGREEMENT WITH MANULIFE REP
MFDA ACCEPTS SETTLEMENT AGREEMENT WITH CREDENTIAL ASSET MANAGEMENT REP
MFDA SANCTIONS FORMER BMO INVESTMENTS REP
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS