The Canadian Securities Administrators (CSA) unveiled the name for the rebooted filing system it announced in the spring: SEDAR+....
CN Editor
October 28, 2019
SEC SET TO CANCEL ADVISORY FIRMS" REGISTRATIONS
INVESTOR ALERT: RAMP-AND-DUMP SCAMS SURGE AS FRAUDULENT "INVESTMENT GROUPS" TARGET UNSUSPECTING INVESTORS
FOR WHISTLEBLOWERS, IT MATTERS WHO KNOCKS FIRST
FRAUD CONVICTION THAT FOLLOWED INITIAL ACQUITTAL FACES NEW APPEAL
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS