The IIAC recently announced Devan Legare as the top under 40 award winner. Five leaders of business were also inducted into the I...
CN Editor
October 30, 2019
IIAC TO MANITOBA: TITLES ARE REGULATED BY CSA AND CIRO
IIAC: RECOMMENDATIONS FOR OSC ENFORCEMENT MONEY
NEW WEBCAST: SRO EXAMINATION SERIES #1: FINANCIAL OPERATIONS (FINOPS) HOSTED BY THE INVESTMENT INDUSTRY ASSOCIATION OF CANADA (IIAC)
MARKET DATA: THROUGH A GLASS DARLY, ARTICLE BY: TEE WILLIAMS
Thank you for the feedback!!
CIRO ALLEGES PI FINANCIAL CORP REP FAILED IN HIS GATEKEEPER OBLIGATIONS
COMPETENCY PROFILES FOR APPROVED PERSONS (INVESTMENT DEALERS)
SEC CHARGES VIRTU FOR FALSE AND MISLEADING DISCLOSURES RELATING TO INFORMATION BARRIERS
CIRO ADVISORY COMMITTEES