The SEC released the agenda for the Nov. 4 meeting of the Fixed Income Market Structure Advisory Committee (FIMSAC). The meeting ...
CN Editor
November 04, 2019
SEC SETTLES WITH UBS OVER USE OF VOLATILITY-LINKED PRODUCT
REGULATORS PLEAD FOR MORE CLARITY ON CRYPTO RULES
OSC ANNOUNCES CONTINUOUS DISCLOSURE ADVISORY COMMITTEE MEMBERS
SEC ANNOUNCES ANNUAL REGULATORY AGENDA
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS