The ASC announced the appointment of Cheryl McGillivray as Chief Accountant and Chief Financial Officer. Ms. McGillivray will lea...
CN Editor
November 08, 2019
ASC ANNOUNCES TEMPORARY FEE COORDINATION APPROACH WITH CIRO TO KEEP REGISTRATION COSTS NEUTRAL
CFFIM: ANALYSIS OF CIRO INDEPENDENT DIRECTOR TERM LIMITS
ASC ANNOUNCES APPOINTMENT OF DEANNA STEBLYK, K.C. AS VICE-CHAIR
ASC ALLEGES DANIEL RODOLFO ASTETE AND 2307755 ALBERTA LTD. BREACHED ALBERTA SECURITIES LAWS
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS