The AMF announced the appointment of Hugo Lacroix as Superintendent, Securities Markets. Mr. Lacroix had been acting as Interim S...
CN Editor
November 11, 2019
FCA SEEKS MORE CREDIBILITY FOR ESG RATINGS
FAIR TREATMENT OF CLIENTS - AMF ENDORSES NATIONAL SEGREGATED FUNDS GUIDANCE AND WILL INCORPORATE IT INTO ITS FRAMEWORKS
COURT ORDERS AMF TRIBUNAL TO CONSIDER SETTLEMENT
CFFIM: "PAUSE AND RESET" ON AMF"S AI GUIDANCE
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APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING
ADVISOR CHARGEBACKS ARE BAD FOR THE INDUSTRY