The MFDA has released its 2019 Annual Report. The complete Annual Report is now available on the MFDA’s website.
CN Editor
November 15, 2019
DISGORGEMENT - PROPOSED AMENDMENTS TO THE MUTUAL FUND DEALER RULES
WEBSITE CONSOLIDATION: PHASE 2 UPDATE
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
PARTICIPANTS SUBJECT TO CIRO"S MUTUAL FUND DEALER (MFD) AND THE CSF"S CONTINUING EDUCATION (CE) PROGRAMS
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ASC ISSUES INTERIM ORDER AGAINST MIDA VANTAGE PROJECTS LITHIUM LIMITED, CAROLYN JEAN ORAZIETTI AND VINAY RAMACHAND IYER
OSC INVESTOR WARNINGS AND ALERTS FOR DECEMBER 2 -23, 2025
CIRO MEMBER RESIGNATION - CANADIAN WESTERN FINANCIAL LTD.
INVESTOR ALERT: PROINTERACTIVEBROKERS FALSELY CLAIMING CIRO REGISTRATION