The MFDA has released its 2019 Annual Report. The complete Annual Report is now available on the MFDA’s website.
CN Editor
November 15, 2019
CANADIAN SECURITIES REGULATORS TO ESTABLISH NEW SINGLE ENHANCED SELF-REGULATORY ORGANIZATION
MFDA ACCEPTS SETTLEMENT AGREEMENT WITH MANULIFE REP
MFDA ACCEPTS SETTLEMENT AGREEMENT WITH CREDENTIAL ASSET MANAGEMENT REP
MFDA SANCTIONS FORMER BMO INVESTMENTS REP
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS