The Investment Funds Institute of Canada (IFIC) welcomed the report the Ontario Securities Commission (OSC) issued today outlinin...
CN Editor
November 20, 2019
OSC PUBLISHES GUIDANCE ON ENFORCEMENT INVESTIGATIONS AND DOCUMENT PRODUCTION
OSC SEEKS APPLICATIONS FOR INVESTMENT FUNDS TECHNICAL ADVISORY COMMITTEE
INTERNATIONAL ONLINE TRADING PLATFORMS PAY MORE THAN $4 MILLION FOLLOWING SETTLEMENT WITH THE OSC
OSC WHISTLEBLOWER PROGRAM MARKS FIVE-YEAR MILESTONE, PRAISES CONTRIBUTIONS OF WHISTLEBLOWERS
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS