A former hedge fund trader has been sentenced to prison in the U.S. for his role in a US$100 million securities mismarking scheme...
CN Editor
November 20, 2019
INSURERS’ SUPERVISION OF MGAS FALLS SHORT, ONTARIO REGULATOR SAYS
MFDA SANCTIONS FORMER BMO INVESTMENTS REP
IIROC SANCTIONS RBC DOMINION SECURITIES INC. AND FORMER TORONTO INVESTMENT ADVISOR
MFDA PERFORMANCE REPORTING TARGETED REVIEW
Thank you for the feedback!!
PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS