The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly ...
CN Editor
November 21, 2019
TEMPORARY REGISTRATION REGIME EXTENDED FOR CRYPTOASSET BUSINESS
FCA STOPS EVERFX OFFERING CFDS TO UK CUSTOMERS
FCA RESPONSE TO AMIGO"S SCHEME BEING REJECTED BY THE HIGH COURT
FCA CHARGES IAN HUDSON WITH FRAUDULENT TRADING AND CARRYING ON REGULATED ACTIVITIES WITHOUT AUTHORIZATION
Thank you for the feedback!!
PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS