The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly ...
CN Editor
November 21, 2019
FCA WARNS INVESTORS IN CFDS RISK LOSING OUT ON PROTECTIONS
INDIVIDUAL CONVICTED AND FINED FOR DATA PROTECTION BREACH
FCA PROPOSES REFORMS TO SHORT-SELLING RULES
INFORMATION FOR FIRMS LOOKING TO OFFER CRYPTO EXCHANGE TRADED NOTES
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
OSC SEEKS TO ENFORCE D&O SANCTIONS
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.