Following the publication for comments by the Canadian Securities Administrators (CSA) of proposed National Instrument 93-101 – D...
CN Editor
November 22, 2019
CSA EXTENDS COMMENT PERIOD ON PROPOSED PROCESS REFINEMENTS AND OVERSIGHT FOR A DISPUTE RESOLUTION SERVICE FOR INVESTOR COMPLAINTS
CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
HOUSEKEEPING AMENDMENTS TO THE RULES OF BOURSE DE MONTREAL INC.
DISGORGEMENT - PROPOSED AMENDMENTS TO THE MUTUAL FUND DEALER RULES
Thank you for the feedback!!
AGENT SANCTIONED FOR KYC, CLIENT FUNDRAISER
OSC REJECTS NEW ORDER TYPE ON FAIR ACCESS GROUNDS
NATIONAL RISK ASSESSMENT
FINTRAC UPDATES ITS ADMINISTRATIVE MONETARY PENALITIES POLICY