Following the publication for comments by the Canadian Securities Administrators (CSA) of proposed National Instrument 93-101 – D...
CN Editor
November 22, 2019
CIRO PROPOSED INTEGRATED FEE MODEL
FCA LOOKS FOR MEMBERS FOR ITS ADVISORY COMMITTEE ON SECONDARY MARKETS
IIAC"S COMMENTS ON PROPOSED AMENDMENTS TO NI-81-102 - INVESTMENT FUNDS PERTAINING TO CRYPTO-ASSETS
CIRO RULE CONSOLIDATION PROJECT - PHASE 3
Thank you for the feedback!!
CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS