The national options exchanges are closing at 1:00 p.m. Eastern Time (ET) on Friday, November 29, 2019 (the Friday after Thanksgi...
CN Editor
November 27, 2019
FINRA ENFORCEMENT CHIEF"S KEY OBJECTIVES
FINRA PLAYS A VITAL ROLE IN EXPOSING INSIDER TRADING
SHINING MORE LIGHT INTO TREASURY MARKETS
FEDERAL COURT ORDERS FLORIDA FOREX TRADER TO PAY $3.4 MILLION FOR FUTURES, FOREX, OPTIONS SCHEME
Thank you for the feedback!!
CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS