Mizuho Securities Canada, Inc. has been admitted to membership in the Investment Industry Regulatory Organization of Canada, effe...
CN Editor
November 29, 2019
MX - ADMISSION OF APPROVED PARTICIPANT - INDEPENDENT TRADING GROUP (ITG) (#84)
CI FINANCIAL CORP. - CHANGE IN CONTROL
CIRO MEMBER NAME CHANGE: OPTIMIZE WEALTH MANAGEMENT INC.
CIRO MEMBER AMALGAMATION: IG WEALTH MANAGEMENT INC.
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS