The MFDA held its 2019 Annual General and Special Meeting of Members (“AGM”) on November 28, 2019. MFDA Bulletin #0799-M outlines...
CN Editor
December 02, 2019
COINSQUARE CAPITAL MARKETS - CHANGE IN CONTROL
CIRO MEMBER NAME CHANGE: ATB CAPITAL MARKETS CORP.
CIRO MEMBER NAME CHANGE: INTELLIGENTINVESTING SECURITIES INC.
CIRO MEMBER CHANGE OF CONTROL: GOODWOOD INC.
Thank you for the feedback!!
JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES