From 9 December 2019, MIFID investment firms and optional exempt firms will need to use a new form to submit information to the F...
CN Editor
December 04, 2019
FCA REVIEW FINDS CFD PROVIDERS MAY BE FAILING TO DELIVER FAIR VALUE TO CONSUMERS
FCA PARTNERS WITH SINGAPORE TO DRIVE GROWTH AND AI INNOVATION
U.K. LAUNCHES STABLECOIN REGULATION CONSULTATION
FCA PUBLISHES REVIEW OF CONSOLIDATION IN FINANCIAL ADVICE AND WEALTH MANAGEMENT SECTOR
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP