The Canadian Regulatory Technology Association (CRTA) is pleased to welcome to the CRTA Board of Directors its newest member, Ma...
CN Editor
July 12, 2021
OSC SEEKS APPLICATIONS FOR INVESTOR ADVISORY PANEL
AMF PUBLISHES SUMMARY OF CORPORATE FINANCE OVERSIGHT AND REGULATORY ACTIVITIES
FIRST OSC TESTLAB REPORT HIGHLIGHTS PERSPECTIVES ON REGTECH IN ONTARIO"S CAPITAL MARKETS
TMX PUBLICATION OF THE NEWSLETTER FROM THE REGULATORY DIVISION
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL