The Canadian Regulatory Technology Association (CRTA) is pleased to welcome to the CRTA Board of Directors its newest member, Ma...
CN Editor
July 12, 2021
OSC SEEKS APPLICATIONS FOR INVESTOR ADVISORY PANEL
AMF PUBLISHES SUMMARY OF CORPORATE FINANCE OVERSIGHT AND REGULATORY ACTIVITIES
FIRST OSC TESTLAB REPORT HIGHLIGHTS PERSPECTIVES ON REGTECH IN ONTARIO"S CAPITAL MARKETS
TMX PUBLICATION OF THE NEWSLETTER FROM THE REGULATORY DIVISION
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP