Existing regulations around the use of artificial intelligence (AI) by the financial sector may not be enough to prevent the syst...
CN Editor
September 27, 2021
U.S. BANK REGULATORS DROP CLIMATE RISK GUIDANCE
OSC SEEKS TO ENFORCE D&O SANCTIONS
FP CANADA SEIZES EDUCATION OPPORTUNITY ARISING FROM CIRO"S EXAM-BASED PROFICIENCY
NASAA RELEASES 2025 ENFORCEMENT REPORT
Thank you for the feedback!!
CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS