The AMF has decided to initiate a serious dialogue about the responsible use of AI in the financial industry. To assist it in mee...
CN Editor
November 23, 2021
CFFIM: "PAUSE AND RESET" ON AMF"S AI GUIDANCE
REPORT FROM WORKSHOP ON FINANCIAL CRIMES, AS PART OF THE FINANCIAL INDUSTRY FORUM ON ARTIFICIAL INTELLIGENCE II: A COLLABORATIVE APPROACH TO AI THREATS, OPPORTUNITIES, AND BEST PRACTICES
ADVANCING FINRA"S MISSION WITH AI
AMF AND SECURITIES AND FUTURES COMMISSION OF HONG KONG ENHANCE COOPERATION AND MARKET ACCESS IN THE AREA OF ASSET MANAGEMENT
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP