The AMF has decided to initiate a serious dialogue about the responsible use of AI in the financial industry. To assist it in mee...
CN Editor
November 23, 2021
CIRO"S 2027 ANNUAL PRIORITIES
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
CANADIAN SECURITIES REGULATORS REPORT ON KEY OVERSIGHT ACTIVITIES OF CIRO AND CIPF
FCA SETS OUT NEXT PHASE OF SMARTER, MORE EFFECTIVE REGULATION
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS