In an effort to reduce needless compliance costs for the fund industry, the Canadian Securities Administrators (CSA) are proposin...
CN Editor
January 28, 2022
OSFI TAKES TOUGHER STANCE ON FINES, AI RISK
EXEC, ADVISOR ACCUSED OF PUMP-AND-DUMP
QUANT DEVELOPER ALLEGEDLY DUPED FIRM
24/7 TRADING? NOT SO FAST
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AGENT SANCTIONED FOR KYC, CLIENT FUNDRAISER
OSC REJECTS NEW ORDER TYPE ON FAIR ACCESS GROUNDS
FINTRAC UPDATES ITS ADMINISTRATIVE MONETARY PENALITIES POLICY
NATIONAL RISK ASSESSMENT