The Regulatory Division (the “Division”) issues its Newsletter for the period of January 1 to June 30, 2022. The Division issues ...
CN Editor
July 15, 2022
TMX GROUP ACQUIRES VERITY
TSX PROPOSES NEW HIGH-SPEED TRADING SETUP
CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
HOUSEKEEPING AMENDMENTS TO THE RULES OF BOURSE DE MONTREAL INC.
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP