The Alberta Securities Commission (ASC) has sanctioned Allan Robert Magneson, 1111108 Alberta Ltd. (111 Alberta) and New Wave Inn...
CN Editor
August 02, 2022
FCA SPEARHEADS GLOBAL ACTION TO STOP ILLEGAL FINFLUENCERS
FIRM AVOIDS HEFTY FCA FINE WITH LARGE CLIENT PAYOUT
COURT REJECTS EX-REP"S APPEAL OF FRAUD CONVICTION
SEJEAN REID AND WHITNEY CHARLES CHARGED WITH FRAUD AND MONEY LAUNDERING
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS