Pursuant to an Order, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) has terminated MF Glob...
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August 03, 2022
CIRO MEMBER CHANGE OF CONTROL - MIRABAUD CANADA INC.
CIRO MEMBER AMALGAMATION - IPC INVESTMENT CORPORATION & QUADRUS INVESTMENT SERVICES LTD.
CIRO MEMBER AMALGAMATION - STONEX FINANCIAL (CANADA) INC. & R.J. O"BRIEN & ASSOCIATES CANADA INC.
CIRO MEMBER CHANGE OF CONTROL: LAURENTIAN BANK OF CANADA
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