Pursuant to an Order, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) has terminated MF Glob...
CN Editor
August 03, 2022
MX - ADMISSION OF APPROVED PARTICIPANT - INDEPENDENT TRADING GROUP (ITG) (#84)
CI FINANCIAL CORP. - CHANGE IN CONTROL
CIRO MEMBER NAME CHANGE: OPTIMIZE WEALTH MANAGEMENT INC.
CIRO MEMBER AMALGAMATION: IG WEALTH MANAGEMENT INC.
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
OSC SEEKS TO ENFORCE D&O SANCTIONS
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.