The FCA confirms new rules to make authorised financial firms more responsible for their appointed representatives (ARs). ARs are...
CN Editor
August 04, 2022
LARRY BARRETO PLEADS GUILTY TO CARRYING ON REGULATED ACTIVITIES WITHOUT AUTHORISATION
FCA AND PSR, JOINT REGULATORY OVERSIGHT COMMITTEE CO-CHAIRS, APPOINT BRYAN ZHANG AS STRATEGIC WORKING GROUP CHAIR
FCA APPOINTS NEW DIRECTOR OF INTERNATIONAL
FCA FINES SIR CHRISTOPHER GENT FOR DISCLOSING INSIDE INFORMATION
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IIROC FINES CANACCORD GENUITY CORP.
IIROC BANS, FINES FORMER ADVISOR $1 MILLION
NEW GOVERNANCE STRUCTURE TAKES EFFECT AT OSC
MUJAHID ALI SYED AND SANJIV KATYAL CHARGED WITH SECURITIES FRAUD TARGETING MEMBERS OF THE PAKISTANI-CANADIAN COMMUNITY