IIROC is proposing amendments to the IIROC Rules (Proposed Amendments) that would permit margin reductions for Dealer Member (Dea...
CN Editor
August 05, 2022
MARGIN CALL CLAIM MUST GO TO TRIAL
CLIENT EXCESS MARGIN ADJUSTMENT TO AMOUNT LOANED FOR PURPOSES OF DETERMINING CONCENTRATION EXPOSURES
AMENDMENTS REGARDING MARGIN REQUIREMENTS FOR STRUCTURED PRODUCTS
CPMI-IOSCO PUBLISH DISCUSSION PAPER AND CALL FOR COMMENTS ON STREAMLINING VARIATION MARGIN IN CENTRALLY CLEARED MARKETS
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS