The Financial Conduct Authority has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for ...
CN Editor
August 08, 2022
LARRY BARRETO PLEADS GUILTY TO CARRYING ON REGULATED ACTIVITIES WITHOUT AUTHORISATION
FCA AND PSR, JOINT REGULATORY OVERSIGHT COMMITTEE CO-CHAIRS, APPOINT BRYAN ZHANG AS STRATEGIC WORKING GROUP CHAIR
FCA APPOINTS NEW DIRECTOR OF INTERNATIONAL
FCA CONFIRMS NEW RULES TO IMPROVE OVERSIGHT OF APPOINTED REPRESENTATIVES
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IIROC FINES CANACCORD GENUITY CORP.
IIROC BANS, FINES FORMER ADVISOR $1 MILLION
NEW GOVERNANCE STRUCTURE TAKES EFFECT AT OSC
MUJAHID ALI SYED AND SANJIV KATYAL CHARGED WITH SECURITIES FRAUD TARGETING MEMBERS OF THE PAKISTANI-CANADIAN COMMUNITY