This list is published monthly and provides the margin rates for Canadian and U.S. index products whose index qualifies as an “in...
CN Editor
August 12, 2022
B.C. MAN PLEADS GUILTY TO BREACHING BCSC ORDER
SHORT-SELLING DEALERS STAY SECRET
CIRO"S INNOVATESAFE TEST INVOLVING INVENTORY POSITIONS OF STABLECOINS
FORMER REP CONVICTED ON FRAUD CHARGES
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS