This list is published monthly and provides the margin rates for Canadian and U.S. index products whose index qualifies as an “in...
August 12, 2022
AMENDMENTS TO THE IDPC RULES AND TO IDPC FORM 1 REGARDING THE FLOATING INDEX MARGIN RATE METHODOLOGY
COURT UPHOLDS OSC DECISION DENYING REP"S APPEAL
NEW SRO INVESTOR ALERT: SOHOCAPITALGROUP
NEW SRO LIST OF FOREIGN EXCHANGE (FX) SPOT RISK MARGIN RATES FOR CANADIAN AND U.S. BASE CURRENCY ACCOUNTS
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CEO SETTLES WITH ASC AFTER ADMITTING TO "TIPPING"
NEW SRO ALLEGES FORMER SCOTIA SECURITIES INC REP FALSIFIED CLIENT SIGNATURES AND MADE FALSE OR MISLEADING STATEMENTS DURING INVESTIGATION
SEC ISSUES LARGEST-EVER WHISTLEBLOWER AWARD
THE LONG ROAD TO TOTAL COST REPORTING