IIROC is publishing an updated version of C-57 – RRSP Debit Balances, a Guidance Note describing the margin treatment of debit ba...
CN Editor
September 29, 2022
SHORT-SELLING DEALERS STAY SECRET
GUIDANCE ON FULLY PAID SECURITIES LENDING
FORMER REP CONVICTED ON FRAUD CHARGES
GLOBAL STANDARD-SETTING BODIES PUBLISH ASSESSMENT OF MARGIN REQUIREMENTS FOR NON-CENTRALLY CLEARED DERIVATIVES
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE