The Investment Funds Institute of Canada (IFIC) announced that Andrew “Andy” Mitchell has been named the organization’s new Presi...
CN Editor
January 06, 2023
OBSI ANNOUNCES NEW BOARD MEMBERS
CIRO ANNOUNCES APPOINTMENT OF MIRANDA HUBBS AS CHAIR OF THE BOARD
IFIC REBRANDS AS SIMA, ESTABLISHIHNG IT AS THE LEADING VOICE FOR THE SECURITIES AND INVESTMENT MANAGEMENT INDUSTRY
IFIC RESPONDS TO CONSULTATION ON THE HARMONIZATION OF CIRO"S CONTINUING EDUCATION PROGRAMS
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL