In September 2022, the FCA sent a portfolio letter to benchmark administrators where they highlighted the risk of poor disclosure...
CN Editor
March 21, 2023
FCA SEEKS MORE CREDIBILITY FOR ESG RATINGS
FCA CHARGES TWO INDIVIDUALS WITH INSIDER DEALING
FCA COLLABORATES WITH INDUSTRY TO HELP SHAPE FUTURE OF UK"S CRYPTO MARKETS
FCA TRANSACTION REPORTING PROPOSALS TO SAVE FIRMS £100M A YEAR
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APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING
ADVISOR CHARGEBACKS ARE BAD FOR THE INDUSTRY