The Investment Funds Institute of Canada (IFIC) announced investment fund net sales and net assets for February 2023. Mutual fund...
CN Editor
March 24, 2023
CANADIAN SECURITIES REGULATORS PROPOSE PROHIBITING THE USE OF CHARGEBACKS IN THE DISTRIBUTION OF INVESTMENT FUNDS
ONTARIO APPROVES TCR RULE FOR SEG FUNDS
IIAC: CANADA"S PRINCIPAL DISTRIBUTOR MODEL: A DISTINCTION WITHOUT DIFFERENCE
SOME RETAIL FUNDS RISKIER THAN HEDGE FUNDS: ESMA
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL