The Alberta Securities Commission (ASC) has sanctioned Paul Anthony Ogilvie for making misrepresentations in connection with two ...
CN Editor
March 24, 2023
ASC FINDS THAT "FINFLUENCER" JAMES DOMENIC FLOREANI AND JAYCONOMICS INC. BREACHED ALBERTA SECURITIES LAWS
VANCOUVER COMPANY TO PAY $3.3 MILLION TO THE BCSC FOR MAKING MISREPRESENTATIONS, ILLEGALLY DISTRIBUTING SECURITIES AND OPERATING AN UNAUTHORIZED EXCHANGE
ASC ALLEGES TRUST MANAGEMENT SERVICES INC. AND JELLE BRAAKSMA BREACHED ALBERTA SECURITIES LAWS
RATING AGENCY FINED BY ESMA
Thank you for the feedback!!
GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION