The Canadian Securities Administrators (CSA) have approved amendments to the Investment Dealer and Partially Consolidated (IDPC) ...
CN Editor
May 19, 2023
ENHANCED COST REPORTING
SEC EXTENDS EFFECTIVE AND COMPLIANCE DATES FOR AMENDMENTS TO INVESTMENT COMPANY REPORTING REQUIREMENTS
NASAA MEMBERS APPROVE AMENDMENTS FOR MODEL RULE
SEC RETREATS ON CLIMATE DISCLOSURE RULES
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL