The FCA and PSR Boards have appointed two new Deputy Chairs - Margaret Obi and Edward Sparrow - to the FCA’s Regulatory Decisions...
CN Editor
May 19, 2023
FCA FINDS FAILINGS AT SMALLER FIRMS
OBSI ANNOUNCES NEW BOARD MEMBERS
FCA SEEKS FEEDBACK ON REGULATION OF CRYPTOASSET TRADING PLATFORMS IN NEXT PHASE OF ROAD TO REGULATION
FCA SET TO LAUNCH LIVE AI TESTING SERVICE
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CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION