IOSCO, the global standard setter for securities markets, has today issued for consultation detailed recommendations to jurisdict...
CN Editor
May 24, 2023
WFE PROPOSES CRYPTO REGULATION PRINCIPLES
CANADIAN SECURITIES REGULATORS PROPOSE INTRODUCTION OF EXPEDITED SHELF PROSPECTUS REGIME FOR WELL-KNOWN SEASONED ISSUERS
REGULATORS MULL REDEMPTION FEES FOR INVESTORS WHO SELL DURING MARKET STRESS
IOSCO SEEKS FEEDBACK ON PROPOSED GOOD PRACTICES ON LEVERAGED LOANS AND CLOS AND PUBLISHES ITS THEMATIC ANALYSIS ON EMERGING RISKS IN PRIVATE FINANCE
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CIRO ALLEGES PI FINANCIAL CORP REP FAILED IN HIS GATEKEEPER OBLIGATIONS
COMPETENCY PROFILES FOR APPROVED PERSONS (INVESTMENT DEALERS)
SEC CHARGES VIRTU FOR FALSE AND MISLEADING DISCLOSURES RELATING TO INFORMATION BARRIERS
CIRO ADVISORY COMMITTEES