IOSCO, the global standard setter for securities markets, has today issued for consultation detailed recommendations to jurisdict...
CN Editor
May 24, 2023
FCA SETS LANDMARK CRYPTO RULES TO CEMENT THE UK"S PLACE AS A GLOBAL HUB
PMAC ADVOCATES FOR PRACTICAL, HIGH-VALUE APPLICATIONS OF MACHINE-READABLE REGULATION
IOSCO PUBLISHES REPORT ON SUPERVISORY TECHNOLOGY (SUPTECH)
IOSCO PUBLISHES RECOMMENDATIONS FOR SECONDARY MARKET DISCLOSURE
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REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
CIRO REGISTRATION - THE FIT AND PROPER TEST FOR APPROVED PERSONS