IOSCO, the global standard setter for securities markets, has today issued for consultation detailed recommendations to jurisdict...
CN Editor
May 24, 2023
FCA OPENS THE GATEWAY TO REGULATED CRYPTO
CRYPTO FIRMS GET GUIDANCE ON HOW THE NEW REGIME APPLIES
GLOBAL STANDARD-SETTING BODIES PUBLISH A TOOLKIT FOR CYBER RESILIENCE AT FINANCIAL MARKET INFRASTRUCTURES (FMIS) AND A DISCUSSION PAPER ON FMIS" RELIANCE ON THIRD PARTY SERVICE PROVIDERS
IOSCO ANNOUNCES THEMES OF THE 10TH EDITION OF WORLD INVESTOR WEEK
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
ADVISOR SANCTIONED FOR TAKING CLIENT INFO
CLIENT FOCUSED REFORMS (CFR) - TARGETED COMPLIANCE GUIDANCE: PRACTICAL STEPS TO HELP DEALER MEMBERS ("DEALERS") AND APPROVED PERSONS ("APS") MEET THEIR REGULATORY OBLIGATIONS AND PROTECT INVESTORS
CIRO ALLEGES HARBOURFRONT WEALTH MANAGEMENT REP FAILED TO USE DUE DILIGENCE TO ENSURE INVESTMENT RECOMMENDATIONS WERE SUITABLE FOR CLIENTS