IOSCO, the global standard setter for securities markets, has today issued for consultation detailed recommendations to jurisdict...
CN Editor
May 24, 2023
CSA ENCOURAGES INFORMED INVESTING AND FRAUD PREVENTION DURING INVESTOR EDUCATION MONTH
FCA OPENS THE GATEWAY TO REGULATED CRYPTO
CRYPTO FIRMS GET GUIDANCE ON HOW THE NEW REGIME APPLIES
GLOBAL STANDARD-SETTING BODIES PUBLISH A TOOLKIT FOR CYBER RESILIENCE AT FINANCIAL MARKET INFRASTRUCTURES (FMIS) AND A DISCUSSION PAPER ON FMIS" RELIANCE ON THIRD PARTY SERVICE PROVIDERS
Thank you for the feedback!!
RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
CLIENT FOCUSED REFORMS (CFR) - TARGETED COMPLIANCE GUIDANCE: PRACTICAL STEPS TO HELP DEALER MEMBERS ("DEALERS") AND APPROVED PERSONS ("APS") MEET THEIR REGULATORY OBLIGATIONS AND PROTECT INVESTORS
ADVISOR SANCTIONED FOR TAKING CLIENT INFO