The Self-Regulatory Oversight Committee of Bourse de Montréal Inc. approved the resignation of Freshwater Securities LLC, a forei...
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August 03, 2023
CIRO MEMBER RESIGNATION - PLANNING CIRCLE FINANCIAL GROUP INC.
CIRO NOTICE OF INTENTION TO RESIGN - AURAY CAPITAL CANADA INC.
CIRO MEMBER RESIGNATION - CWB WEALTH PARTNERS LTD.
CIRO NOTICE OF INTENTION TO RESIGN - CANADIAN WESTERN FINANCIAL LTD.
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING