NEW WEBCAST: SRO EXAMINATION SERIES #1: FINANCIAL OPERATIONS (FINOPS) HOSTED BY THE INVESTMENT INDUSTRY ASSOCIATION OF CANADA (IIAC)

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The Compliance teams at the Canadian Investment Regulatory Organization (CIRO) regularly examine Dealer Member firms to assess ea...


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CIROWebcastFINOPSExaminationIIAC

CN Editor

September 15, 2023

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