The Mutual Fund Dealer CE Program will be ending on November 30, 2023. Program Administrators can access the Compliance Status se...
CN Editor
September 20, 2023
EXEMPTIONS GRANTED BY CIRO IN 2024
FP CANADA, CPA CANADA SYNERGIZE WITH CE, EVENTS AND CREDENTIALS
NEW WEBCAST: TIPS FOR TRADERS - MONTREAL
CIRO PROFICIENCY COMMITTEE - CALL FOR APPLICATIONS
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL