The Investment Funds Institute of Canada (IFIC) made a?submission?to the Canadian Securities Administrators (CSA) in support of e...
CN Editor
October 03, 2023
CSE PROPOSES NEW ACQUISITION APPROVAL PROCESS
CANADIAN MARKET PARTICIPANTS NEED TO PREPARE FOR UPCOMING TRADE REPORTING DEADLINES
CSA STAFF NOTICE 31-366: OBSI JOINT REGULATORS COMMITTEE ANNUAL REPORT FOR 2024
CSA CONSULTS ON PROPOSED PROCESS REFINEMENTS AND OVERSIGHT FOR A DISPUTE RESOLUTION SERVICE FOR INVESTOR COMPLAINTS
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL