The former chief financial officer and director of a company has agreed to an investment market suspension and paid $25,000 to th...
CN Editor
December 01, 2023
CHALLENGE TO BCSC INVESTIGATION REVIVED ON APPEAL
ASC FINDS THAT "FINFLUENCER" JAMES DOMENIC FLOREANI AND JAYCONOMICS INC. BREACHED ALBERTA SECURITIES LAWS
CIRO SANCTIONS CUMBERLAND PRIVATE WEALTH MANAGEMENT AND REP FROM THE BAHAMAS
VANCOUVER COMPANY TO PAY $3.3 MILLION TO THE BCSC FOR MAKING MISREPRESENTATIONS, ILLEGALLY DISTRIBUTING SECURITIES AND OPERATING AN UNAUTHORIZED EXCHANGE
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CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION